Unauthorized firms - more information (2007-2009)


Swiss regulators say the following seem to have offered services without authorization. Click here for locations and here for websites.

       
Name Information    
       
AA Capital Also in London (c/o London Stock Exchange)
       
ABZ assetX AG selling ABZ assetX World Selection Funds
       
AVM AG belongs to Kutag Group
       
Basel Institutional Also in Cyprus, Dubai, Mauritius
       
BelSwissBank Address: Minsk, Belarus  
       
Bergues Invest SA www.hkhostbox.com/berguesinvest.com
       
Biotech Development (Schweiz) Biotech Development (Schweiz) AG
       
Bright Capital Banker Ltd. Linked to CTA Group (Suisse) SA
       
Capital Investment Holdings Also in Dominica    
       
Cash Group AG Also in Mannheim, Germany (PO Box 310152)
(See eBank24 Corporation)
       
Charles Drake Associates Also listed by UK regulators  
       
Chartwell Financial Services Another website: chartwell-finance.com
Also listed by UK regulators
       
Compass Asset Management Parent in Cayman Islands (not to be confused
with firm with same name in Massagno)
       
Coninvest Finanz AG Registered in "Republic of Marshall Islands"
       
CRC Beteiligungen AG Addresses in Pfaffikon (Schwyz canton) and
Dusseldorf (Germany)    
       
Creditnet Bank Internationale Broadbeach, QLD, Australia  
c/o AMROCK Trust Company Sarl, Fleurier
       
Cyclon Capital Corporation Head office in New York City (USA)
       
Darier Asset Management linked to Steinberg Investment Research, Zug
       
Direct Settlements Pte. Ltd. Also in Singapore    
       
Dividium Capital Ltd. Head office in Isle of Man  
       
EAFin linked to Rive Financial SA  
       
Easy Forex Ltd. Dealing room in Zurich    
       
eBank24 Corporation Also in Mannheim, Germany (PO Box 310152)
(See Cash Group AG)
       
Ecumoney Limited Also in Auckland, New Zealand  
       
Euro Gold Exchange SA Registered in the Seychelles  
       
       
Fine Trading Group Also in New York, London  
       
Floris Bank Also in Lugano, London
       
HBW-Finanz AG Also in Lausanne  
       
Hentsch & Müller SA Also in Hong Kong  
       
Hexagon International Corp. Also in Panama    
       
Holt Finance Co. Privatbank Also in Geneva    
       
i-gold Corporation i-gold Corporation, Geneva  
i-gold Corporation, Zurich  
       
Intercontinental Fin. Dvlpments euroconsultone.com; Also in London
       
International Invest Ltd. Head office in London (UK)  
       
KCP Bank belongs to the Kutag Group  
       
Kutag Capital Partners AG belongs to the Kutag Group  
       
Matterhorn International Also in Seattle, Washington (USA)
       
Mercury Forex Investments Ass. Also in British Virgin Islands (BVI)
Links: Crystal Capital SA, Zug/Michael Erler
Not related to Mercury Forex AG, Schwyz
       
Merkur Allfinanz GmbH Main address: Stuttgart (Germany)  
       
Pacon Capital SA euroconsultone.com; Also in Panama
       
Real Estate & Oil Inc. Head office in Aloha, Oregon (USA)
       
Rive Financial SA linked to EAFin    
       
Ruluso Holding Ltd. Also in Nicosia, Cyprus
       
SFP Private Banking Malaga, Marbella, Puerto Banus (Spain),
London (UK)    
       
Sigma Trading Limited Birmingham (UK)    
       
Spacevision Financial linked to Spacevision Switzerland SA, which
Spacevision Holdings Ltd. was liquidated by Swiss regulators due to
unauthorised banking & bankruptcy
       
SP Trade Investments SP Trader Fund
       
Swiss Export Bank Worcester Park (UK)  
       
Swiss Management Consulting Not to be confused with SMC Swiss
Management Consulting AG in Zug
       
Swiss Net Bank Not to be confused with Swissnetbank.com AG
in Zurich (now called Banque du Bois)
       
Televisa Suisse Holding SA Firm in liquidation    
       
tradArtis Ltd. Head office: c/o The Trust Company of the
Marshall Island, Marshall Islands  
       
Tradex World SA linked to Evolution Market Group Inc.,
Panama, which uses the name Finanzasforex
See 7/4/08 Spanish warning (www.cnmv.es)
       
       
TSI Business & Finance AG managed by Mark Gerd Schlag. Group firms:
TSI Consulting e.K., Rodgau (Germany)
TSI Group International Ltd., Manchester (UK)
TSI Business and Finance Consulting Ltd.,
London (UK)    
       
Union Traders Corporation Also in Geneva. Geneva subsidiary Union
Traders SA closed in 2007  
       
United Trust of Switzerland SA c/o Kontel AG, Oberageri  
       
VanFunds/Vandior Inc. Also in Panama  
       
Weltzentralbank AG c/o Hans-Jurgen Klausner in Beatenberg
Website: stementor-park.ch/de/detail.asp?id=12
       
Westgate Capital Management Troy, Michigan (USA)  
       

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